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Terms Of The Trade: 13D Filing
Friday, July 22, 2016 - 2:50pm | 431A 13D filing is the SEC filing in which shareholders or investors in a publicly-traded company must disclose a stake of more than 5 percent in that company's shares of common stock. 13Ds are notable for their attachment to activist investors, those which have chosen to engage the company's...
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Terms Of The Trade: 13G Filings
Friday, July 22, 2016 - 2:11pm | 426A 13G filing is the SEC filing in which shareholders or investors in a publicly-traded company must disclose a stake of more than 5 percent in that company's shares of common stock. A shareholder filing a 13G is commonly referred to as a "passive" investor. The passivity of the filing indicates the...