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SEC Charges Galois Capital With Custody Rule Violations, Misleading Investors
Tuesday, September 3, 2024 - 1:44pm | 413The U.S. Securities and Exchange Commission (SEC) announced settled charges against investment advisory firm Galois Capital Management LLC, a Florida-based investment advisory firm specializing in crypto assets. The SEC accused the company of failing to comply with the Investment Advisers Act...
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Crypto Hedge Fund Galois Capital Says Half Of Its Capital Stuck On FTX Exchange
Saturday, November 12, 2022 - 10:54am | 496The distressed cryptocurrency exchange FTX and its affiliated companies filed for Chapter 11 bankruptcy on Friday in a federal court in Delaware. FTX said bankruptcy proceedings were initiated to “begin an orderly process to review and monetize assets for the benefit of global stakeholders....