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Financial Crime Weekly: Becton, Dickinson And Co. Pays $175 Million Penalty, Express Fails To Disclose CEO's Full Compensation
Saturday, December 21, 2024 - 10:30am | 547Becton, Dickinson And Co. Agrees To Pay $175 Million Civil Penalty The Securities and Exchange Commission on Monday announced it had settled charges against Becton, Dickinson and Company (NYSE:BDX), known as BD, for repeatedly misleading investors about risks associated with its continued sales of...
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WisdomTree Pays $4M SEC Penalty For Compliance Failures Related To ESG Funds
Monday, October 21, 2024 - 6:56pm | 409The U.S. Securities and Exchange Commission (SEC) on Monday charged investment adviser WisdomTree Asset Management Inc. with making misstatements and compliance failures related to the execution of an investment strategy marketed as incorporating environmental, social and governance (ESG) factors....